Here is a position I have with one of our Financial Clients,
Type : 12+ months contract
Pay Rate : : $75-80/- AN HR c2c
NOTE: We want to expand search to include NYC (i.e. position can be located either in Rockville or NYC).
Requisition Number of Positions: 1
Site: US-NY-New York-One Liberty Plaza
Requisition Title: Principal Operations Risk Manager
Description: Sarbanes Oxley Design Lead – US
Primary Focus of the position is over the Technology Process/risks and controls
• Sarbanes Oxley (“SOX”) program is a part of the Nasdaq Group Risk Management Team. The SOX Design Lead – US will have the following responsibilities:
• Work with business owners to document new business processes or changes to existing processes including process narratives and identification and documentation of key controls.
• Work with Control Owners and internal audit to ensure testability of edits to existing controls or documentation of new key controls.
• Update control documentation in controls database based on comments received from control owners, Internal and External Auditors.
• Work with control owners to address deficiencies or exceptions identified by internal or external auditors.
• Update GRC tool, BWise, as necessary for edits to control elements and issues.
• Act as liaison with external auditors for SOX concerns including facilitation of meetings; including annual walkthroughs, with control owners as well as the discussion of possible remediation activities for identified deficiencies.
• Help to maintain internal program metrics related to the US processes including the status of design, operational testing progress and status of issue/remediation action plans.
• Participate in the weekly status meetings with internal SOX stakeholders and with external auditors.
• Provide guidance and training on use of internal sox control database application (BWise).
Desired qualifications / Experience
• Bachelors’ Degree
• Previous SOX experience or other comparable risk and control design or assessment experience with a preference for previous experience in the areas IT General Controls (Change Management, Access and Infrastructure).
• Past experience within financial services is preferred.
• Excellent interpersonal / communication skills
• Ability to act proactively and work effectively across business units, functions and regional locations.
• Action and results oriented with the ability to overcome obstacles.
Position is principally based Rockville but the applicate must have the ability for occasional travel to NY and Philadelphia
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Sam Philip | New York Technology Partners
111 Town Square Place | Suite 1236 || Jersey City, NJ 07310
Work: 201.448.8165 | Cell: 914.564.2665 | [email protected]
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