Deutsche Bank Securities, Inc. has been fined $2 million by the Financial Industry Regulatory Authority ("FINRA") for failure to follow FINRA's rules regarding best execution of trades. Deutsche Bank submitted a Letter of Acceptance, Waiver, and Consent without admitting or denying FINRA's findings. Deutsche Bank Securities Deutsche Bank Securities has been a member of FINRA [...]
This post first appeared on 1 Global Capital SEC | The Frankowski Firm, please read the originial post: here
