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5 Basic Conduct Questions Financial Services Firms Must Ask Themselves

In the first part of a series of seven blog posts, we look at the 5 Basic Conduct questions that arose out of Megan Butler’s speech at the AFT Investment Summit last year. In September 2017, Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, gave a speech on “Where next …

The post 5 Basic Conduct Questions Financial Services Firms Must Ask Themselves appeared first on Enforcd Blog.



This post first appeared on Blogging Regtech, please read the originial post: here

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5 Basic Conduct Questions Financial Services Firms Must Ask Themselves

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