2014-12-20 01:14
A financial advisor is generally compensated through fees, commissions, or a combination of both. For example, a financial advisor may be compensated in one or more of the following ways:[3]… Read More
Blog Directory > Business Blogs > Careers & Industries Blogs > Audit Profession News & Events careers-and-industries Blog >
Audit Profession News & Events Blog
inaudit.com
Tags:
securities
debt
chief
bonds
rule
free financial
financial advisor
polio
penny stock
social security statements
Blog of long-practicising, but still not certified internal auditor.
2012-12-23 04:57
Washington, D.C., Dec. 21, 2012 — The Securities and Exchange Commission today barred an Arizona-based mutual fund manager from the securities industry for failing to follow the invest… Read More
2012-12-23 04:51
Washington, D.C., Dec. 21, 2012 — The Securities and Exchange Commission today unanimously approved new rules requiring broker-dealers to conduct searches for holders of securities wit… Read More
2012-12-23 04:48
Washington, D.C., Dec. 21, 2012 — The Securities and Exchange Commission today charged four securities industry professionals with conducting a fraudulent penny stock scheme in which t… Read More
2012-12-23 04:42
Washington, D.C., Dec. 21, 2012 — Securities and Exchange Commission Chairman Elisse Walter today announced the appointment of Paul A. Beswick as the agency’s Chief Accountant. M… Read More
2012-10-10 17:54
There are various aspects to every day living that are natural inherent debt creators. Business start-up costs and medical bills are just two potentially high expense items that could make y… Read More
2012-10-09 16:33
If you have some concerns regarding, sorting out your finances this month here is an opportunity that offers you free financial planning for October! In any one of twenty four cities in Amer… Read More
2012-10-05 16:19
How many American citizens check their social security statements or even think about doing so? However, particularly if you are planning for retirement it could be considered crucial… Read More
2012-10-04 16:33
There are two factors related to the yield on series I savings bonds; the rate of inflation over a six month period and a fixed rate component. This creates the potential for the semi-annual… Read More
2012-10-03 17:19
The World Bank’s Board of Directors today approved a US$24 million second additional financing for the Third Partnership for Polio Eradication Project (TPPEP) to support the Government… Read More
2012-10-03 17:08
Order book turnover on Xetra and the Xetra Frankfurt specialist trading stood at €95.8 billion in September – a decrease by 27 percent year-on-year (September 2011: €131.7 bi… Read More
2012-10-03 17:07
Talanx AG (ISIN: DE000TLX1005) joined the Prime Standard of the Frankfurt Stock Exchange on 2 October. The placement volume in shares at the IPO totalled 26,011,564 (excl. greenshoe). The is… Read More
2012-10-03 16:54
The Financial Reporting Council (FRC), the UK’s independent regulator responsible for promoting high quality corporate governance and reporting to foster investment, publishes its Annu… Read More
2012-10-03 16:48
Saving for retirement could be a challenge for most average people today; with their question being how much is needed? Various surveys undertaken have suggested that while it is generally a… Read More
2012-10-03 16:48
The FRC has issued an Exposure Draft of limited scope amendments to the proposed accounting standard draft FRS 102. The FRC anticipates finalising the draft FRS in early 2013 and for it to b… Read More
2012-10-03 16:45
The Financial Services Authority (FSA) has proposed a number of changes to the Listing Rules that aim to enhance the effectiveness of the Listing Regime. The Listing Rules set out the requir… Read More
2012-10-03 16:38
The Competition Commission (CC) has published an issues statement as part of its investigation into the anticipated acquisition by the Rank Group PLC (Rank) of Gala Casinos Limited (Gala). T… Read More
2012-10-03 16:30
Changes to the Anti-Money Laundering (AML) Regulations mean that UK-based estate agents who assist clients to buy or sell overseas property must comply with the regulations from 1 October 20… Read More
2012-10-03 16:17
The Supreme Court in Gibraltar has appointed Provisional Liquidators of Lemma Europe Insurance Company Ltd. The Financial Services Compensation Scheme (FSCS) is currently in discussions with… Read More
2012-10-03 15:49
2012-10-03 15:41
2012-10-03 14:18
Subscribe to Audit Profession News & Events
Get updates delivered right to your inbox!