Presented by Electronic Payments Coalition: Delivered daily by 8 a.m., Morning Money examines the latest news in finance politics and policy. Oct 23… Read More

Congress is probing whether a former New Jersey attorney general allegedly pressured by Senator Bob Menendez to get a sweetheart deal for an associate may have done a favor… Read More

Presented by Robert Wood Johnson University Hospital: Matt Friedman's must-read briefing on the Garden State's important news of the day Oct 10, 2023… Read More

Presented by Robert Wood Johnson University Hospital: Matt Friedman's must-read briefing on the Garden State's important news of the day Oct 06, 2023… Read More

Presented by Robert Wood Johnson University Hospital: Matt Friedman's must-read briefing on the Garden State's important news of the day Oct 04, 2023… Read More

The company will pay a staggering $19m for its ESG misstatements and another $6m for the anti-mutual fund violation. After investigation, the SEC found that DWS issued deceptive statements a… Read More

Washington, D.C.--(Newsfile Corp. - September 19, 2023) - The Securities and Exchange Commission today announced charges against Concord Management LLC of Tarrytown, New York, and… Read More

It’s been a disastrous week for Mila Kunis and Ashton Kutcher, and it’s only Wednesday. The SEC has charged the Hollywood power couple’s NFT-based web series, “Stoner… Read More

SEC says Stoner Cats 2 LLC raised $8 million from investors by offering unregistered securities of NFTs. Stoner Cats will refund the money to investors and pay a $1 million fine. SEC recentl… Read More

Wells Fargo is in the process of disbursing tens of millions of dollars to resolve allegations regarding the imposition of excessive fees on its clients for investment advisory services… Read More

The United States Securities and Exchange Commission (SEC) has fined Wells Fargo for overcharging investment advisory accounts. According to a statement released by the regulatory body, the… Read More

US Regulators Impose $549 Million Fine on Wells Fargo and 10 Firms for Widespread Record-Keeping Failure In a significant regulatory move, the U.S. Securities and Exchange Commission (SE… Read More

Washington, D.C.--(Newsfile Corp. - August 2, 2023) - The Securities and Exchange Commission today filed insider trading charges against Charles Rustin Holzer, a family office exec… Read More

Washington, D.C.--(Newsfile Corp. - July 26, 2023) - The Securities and Exchange Commission today charged investor Joseph C. Lewis for illegally tipping material nonpublic informat… Read More

The Securities and Exchange Commission on Thursday charged a so-called “blank check” acquisition company formed to merge with former President Donald Trump’s social media… Read More

Previously vice-president and deputy general counsel at Facebook, and former US magistrate judge for the US District Court for the Northern District of California, Paul Grewal is leading the… Read More

 Prosecutors charge 3 investors with insider trading in the Trump SPAC deal. Legal action is taken against individuals involved in illegal trading.Prosecutors Charge Three Investors wit… Read More

Washington, D.C.--(Newsfile Corp. - June 29, 2023) - The Securities and Exchange Commission today filed insider trading charges against Bruce Garelick, a former board member of Dig… Read More

SEC vs. Binance: In an unprecedented turn of events, accusations of dishonesty and misleading the public have surfaced against the United States Securities and Exchange Commission (SEC)… Read More

Washington, D.C.--(Newsfile Corp. - June 17, 2023) - The Securities and Exchange Commission today secured emergency relief in which the all the defendants in its litigation against… Read More

Binance.com, the world's largest crypto exchange, related entities and founder Changpeng Zhao were the target of the first lawsuit, which was filed on June 5. The next day, on the regulator'… Read More