2021-01-26 20:59
Advisor David Arthur Jenson, of Amarillo TX Barred from Securities Industry
According to public records on the Financial Industry Regulatory Authority’s website today, the regulator ha… Read More
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The White Law Group's securities fraud and investor protection blog provides information about securities frauds, regulation, arbitration, and investor
2021-01-26 19:48
Boston Broker Charles Kenahan, of Merrill Lynch, Barred after Customer Suits Allege Excessive Trades/Churning and Unsuitable Investments
Former Merrill Lynch Broker, Charles Kenahan, of Bost… Read More
2021-01-26 14:47
Goldman Sachs Sanctioned for Failure to Supervise
According to the Financial Industry Regulatory Authority (FINRA), the regulator has sanctioned Goldman Sachs & Co. LLC with a fine of $1… Read More
2021-01-25 15:04
Michael Shillin, financial advisor based in Altoona, Wisconsin, has been barred from working in the securities industry by the Financial Industry Regulatory Authority (FINRA) after he… Read More
2021-01-22 19:51
Tender Offer Price – $5.41 per share – Griffin-American Healthcare REIT III
The White Law Group continues to investigate securities lawsuits involving the liability that broker d… Read More
2021-01-22 16:30
Laidlaw’s Bryan Mazliach Reportedly Barred for Allegations of Excessive & Unsuitable Trading
According to a default decision posted on FINRA’s website today, former broker Br… Read More
2021-01-21 17:26
PAUSE List adds 28 Soliciting entities, 3 Impersonators, and 6 Fake Regulators
According to a press announcement today, the Securities and Exchange Commission announced that it updated its P… Read More
2021-01-21 14:58
FINRA Reportedly Bars Broker Gary Hammond for Allegations of Fraudulent Securities Sales
According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred Gary Wayne… Read More
2021-01-20 16:56
FINRA Reportedly Bars Michael Shillin after Alleged Dismissal for Misrepresentations
Are you concerned about your investments with former financial advisor Michael Shillin? If so, the securi… Read More
2021-01-20 16:30
John Greg Schmidt Reportedly Serving 5 years for Alleged Ponzi scheme.
The White Law Group is continuing to investigate potential securities fraud claims involving former Wells Fargo a… Read More
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