2018-11-16 18:26
Update on Richard Cody – Broker Investigation
According to reports, former financial advisor Richard Cody pled guilty today to criminal charges filed by the U.S. Attorney for the Distr… Read More
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The White Law Group's securities fraud and investor protection blog provides information about securities frauds, regulation, arbitration, and investor
2018-11-15 20:51
California Camp Fire cause major PG&E Corp. outages
According to reports, PG&E Corp. shares fell another 22% today due to growing concerns that the utility’s insurance may not… Read More
2018-11-15 18:05
Charles Laverty – Broker Investigation
According to the Financial Industry Regulatory Authority (FINRA), financial advisor Charles Laverty (CRD No. 4875386) has reportedly been barred… Read More
2018-11-14 17:56
Financial Advisor Kyle Harrington –San Diego, CA
Are you concerned about investments you made with former financial advisor Kyle Harrington? If so, the securities attorneys at The Whit… Read More
2018-11-13 17:19
Commonwealth Financial Returns $900,000 to investors
According to the Financial Industry Regulatory Authority (FINRA) this week, the regulator has sanctioned Commonwealth Financial Network&n&hell…Read More
2018-11-13 15:54
Third Party Offers to Tender Shares of Corporate Property Associates 18 – Global Inc.
The White Law Group is investigating potential claims involving broker dealers who may have unsuit… Read More
2018-11-12 18:11
Crude oil fell below $60 for the first time since March.
Oil prices hit a six-month low on Friday afternoon as global stocks closed on their biggest drop in two weeks. According to reports… Read More
2018-11-08 17:33
Credit Suisse Securities – New York City, NY
According to reports yesterday, a FINRA arbitration panel has awarded $975,530 to Nicholas B. Finn, a former Credit Suisse Securi… Read More
2018-11-07 18:42
Investors in FSIC II may have claims.
The White Law Group continues its investigation involving broker dealers who may have improperly recommended FS Investment Corporation II (FSIC II) to i… Read More
2018-11-06 16:33
Financial Advisor David Colflesh – NYLife Securities – Tarkio, MO
According to the Financial Industry Regulatory Authority (FINRA) on October 26, 2018, the regulator has su… Read More
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