Getting Current l SEC Filings

Note for Consultation – Implementation of AIFMD – Malta

Confidential Submission of Draft SEC Registration Statements

Going Public Question & Answer l Ask Securities Lawyer 101

Rules of the Road l Uplisting to the OTCMarkets OTC Pink Sheets

Form 211 l Going Public l OTC Pink Sheets

Rule 144’s Adequate Current Public Information Requirement

Market Makers 101

Malta – Redefining Collective Investment Schemes

Private Placements 101

Dead Stock Walking – Chinese Reverse Mergers

Supreme Court Says the Statute of Limitations for SEC Enforcement Actions Is 5 Years

SCOR Offerings l State Blue Sky Laws

Bogus State Court Actions Used in $28 million fraud Lead to Indictments

Due Diligence in the SEC Registration Statement Process

SEC Suspends Trading of the Securities of Polar Petroleum Corp

Raising Capital – Regulation S – Foreign Private Issuers

Foreign Private Issuers l Choice of SEC Registration Statement

How FINRA Rule 6490 lmpacts Reverse Mergers

Ask Securities Lawyer 101 l Short Sale Question & Answer

Restricted Securities 101

Updated Publication Cross-Investments between sub-funds of Malta-registered SICAVs

Change in Belize Legislation Regarding Bearer Share Certificates

New Securities Law in Panama

MFSA Publishes a Self-Assessment Questionnaires for Fund Managers & Self-Managed Collective Investment Schemes – Malta

Outsourcing of AML Compliance: How Far Can a Financial Institution Go?

Malta Does Not Face Same Bank System Risks as Cyprus

Open a Bank Account in Panama

Why Bankig in Panama?

Reduce Personal Liability from Your Business

Mother bitten by snake in sleep, three-year-old dies after drinking poisoned breast milk