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Finra Investigates BNP Paribas

Going Public Lawyer

On October 24, 2019, the Financial Industry Regulatory Authority (FINRA) announced a settled enforcement action involving Bnp Paribas Securities Corp. and BNP Paribas Prime Brokerage, Inc.  A lengthy FINRA investigation found that although the firms did a brisk... Read More

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Finra Investigates BNP Paribas

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